Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC
Source: RNS![](https://tracker.live.rns-distribution.com/track.live-rns/5193773_d9353a075fe0b610698e373da828b7e4.png)
FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
ANGLO AMERICAN PLC |
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(c) |
Name of the party to the offer with which exempt |
BHP GROUP LTD |
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(d) |
Date position held/dealing undertaken: |
21 May 2024 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.54945 ordinary |
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|
Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
5,405,500 |
0.44% |
19,307,998 |
1.58% |
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(2) Cash-settled derivatives: |
19,282,186 |
1.57% |
5,092,871 |
0.42% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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|
24,687,686 |
2.01% |
24,400,869 |
1.99% |
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|
|
|
|
|
|
|
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
|
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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|
|
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|
Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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USD 0.54945 ordinary |
Purchase |
846424 |
26.9250 GBP |
26.5350 GBP |
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USD 0.54945 ordinary |
Sale |
1715 |
31.5582 EUR |
31.2721 EUR |
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USD 0.54945 ordinary |
Sale |
3232350 |
26.9250 GBP |
26.5350 GBP |
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USD 0.54945 ordinary |
Purchase |
1262 |
31.2235 EUR |
31.1748 EUR |
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ADR |
Sale |
33080 |
17.1471 USD |
17.1040 USD |
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ADR |
Purchase |
33080 |
17.1471 USD |
17.1041 USD |
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|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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USD 0.54945 ordinary |
SWAP |
Closing Short |
212 |
26.6077 GBP |
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USD 0.54945 ordinary |
SWAP |
Closing Short |
346 |
26.5501 GBP |
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USD 0.54945 ordinary |
SWAP |
Closing Short |
464 |
26.6055 GBP |
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USD 0.54945 ordinary |
SWAP |
Closing Short |
1,359 |
26.7500 GBP |
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USD 0.54945 ordinary |
SWAP |
Closing Short |
2,732 |
26.5945 GBP |
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USD 0.54945 ordinary |
SWAP |
Closing Short |
3,557 |
26.8702 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
5 |
618.7200 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
18 |
26.8900 GBP |
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USD 0.54945 ordinary |
CFD |
Decreasing Long |
21 |
26.8123 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
36 |
620.4700 ZAR |
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USD 0.54945 ordinary |
CFD |
Decreasing Long |
64 |
26.8693 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
98 |
26.9000 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
120 |
26.5875 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
148 |
26.8350 GBP |
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USD 0.54945 ordinary |
CFD |
Decreasing Long |
174 |
26.8108 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
466 |
26.9050 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
467 |
26.7643 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
555 |
26.6611 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
641 |
26.6787 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Decreasing Long |
643 |
26.7272 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
868 |
26.7566 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Decreasing Long |
1,665 |
26.7276 GBP |
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USD 0.54945 ordinary |
CFD |
Decreasing Long |
2,237 |
26.8706 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
2,850 |
615.4763 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
2,988 |
616.1907 ZAR |
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USD 0.54945 ordinary |
CFD |
Decreasing Long |
5,129 |
26.7493 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
5,264 |
26.7315 GBP |
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USD 0.54945 ordinary |
CFD |
Decreasing Long |
5,991 |
26.8700 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
7,700 |
615.9706 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
8,029 |
618.5455 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
9,168 |
615.8491 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
9,467 |
615.7600 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
10,183 |
26.7799 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
10,188 |
618.4450 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
10,293 |
26.6901 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
12,757 |
615.8979 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
14,572 |
26.7802 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
17,039 |
26.7247 GBP |
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USD 0.54945 ordinary |
CFD |
Decreasing Long |
83,156 |
26.7926 GBP |
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USD 0.54945 ordinary |
CFD |
Decreasing Long |
92,347 |
26.7539 GBP |
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USD 0.54945 ordinary |
CFD |
Decreasing Long |
172,703 |
26.7767 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Short |
307 |
26.8063 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Short |
323 |
615.9329 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Short |
1,705 |
26.8140 GBP |
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USD 0.54945 ordinary |
CFD |
Decreasing Short |
1,705 |
31.5547 EUR |
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USD 0.54945 ordinary |
CFD |
Decreasing Short |
2,988 |
616.0212 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Short |
6,379 |
616.3829 ZAR |
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USD 0.54945 ordinary |
CFD |
Decreasing Short |
6,591 |
615.7600 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Short |
6,591 |
615.7600 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Short |
9,875 |
615.8370 ZAR |
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USD 0.54945 ordinary |
CFD |
Decreasing Short |
238,282 |
616.8523 ZAR |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
3 |
26.7500 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
5 |
618.7200 ZAR |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
35 |
26.5850 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
36 |
620.4700 ZAR |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
75 |
26.8097 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
398 |
615.9043 ZAR |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
521 |
26.6358 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Increasing Long |
562 |
26.7094 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
791 |
620.1030 ZAR |
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USD 0.54945 ordinary |
CFD |
Increasing Long |
1,795 |
26.6793 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
2,619 |
26.8633 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
2,818 |
26.8619 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
2,850 |
615.4763 ZAR |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
3,506 |
26.8130 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
5,482 |
26.7998 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
7,000 |
26.6931 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Increasing Long |
7,700 |
615.9706 ZAR |
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USD 0.54945 ordinary |
CFD |
Increasing Long |
7,961 |
26.8246 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
8,029 |
618.5455 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Increasing Long |
9,168 |
615.8491 ZAR |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
9,467 |
615.7600 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Increasing Long |
10,188 |
618.4450 ZAR |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
12,757 |
615.8979 ZAR |
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USD 0.54945 ordinary |
CFD |
Increasing Long |
14,796 |
26.8330 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
14,864 |
26.8387 GBP |
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USD 0.54945 ordinary |
CFD |
Increasing Long |
15,187 |
26.8700 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Increasing Long |
16,203 |
26.8435 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
21,700 |
26.7789 GBP |
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USD 0.54945 ordinary |
CFD |
Increasing Long |
36,209 |
26.6644 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
47,789 |
26.7640 GBP |
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USD 0.54945 ordinary |
CFD |
Increasing Long |
2,500,000 |
26.5550 GBP |
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USD 0.54945 ordinary |
CFD |
Increasing Short |
57 |
31.2156 EUR |
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USD 0.54945 ordinary |
SWAP |
Increasing Short |
63 |
26.8221 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Short |
323 |
615.9329 ZAR |
|||
USD 0.54945 ordinary |
CFD |
Increasing Short |
398 |
616.1507 ZAR |
|||
USD 0.54945 ordinary |
CFD |
Increasing Short |
791 |
620.2735 ZAR |
|||
USD 0.54945 ordinary |
CFD |
Increasing Short |
1,195 |
31.1782 EUR |
|||
USD 0.54945 ordinary |
CFD |
Increasing Short |
6,379 |
616.5678 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Increasing Short |
6,591 |
615.7600 ZAR |
|||
USD 0.54945 ordinary |
CFD |
Increasing Short |
6,591 |
615.7600 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Increasing Short |
9,875 |
615.8370 ZAR |
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USD 0.54945 ordinary |
SWAP |
Increasing Short |
12,459 |
26.7264 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Short |
238,282 |
617.0374 ZAR |
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USD 0.54945 ordinary |
SWAP |
Opening Long |
4,174 |
26.8261 GBP |
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USD 0.54945 ordinary |
SWAP |
Opening Long |
8,417 |
26.8345 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
9,691 |
26.8697 GBP |
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USD 0.54945 ordinary |
SWAP |
Opening Long |
19,046 |
26.8594 GBP |
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USD 0.54945 ordinary |
SWAP |
Opening Long |
20,114 |
26.8401 GBP |
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USD 0.54945 ordinary |
SWAP |
Opening Long |
22,761 |
26.7337 GBP |
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USD 0.54945 ordinary |
SWAP |
Opening Long |
53,100 |
26.8394 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
22 May 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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