Form 8.5 (EPT/NON-RI) BHP GROUP LTD
Source: RNS
FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
BHP GROUP LTD |
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(c) |
Name of the party to the offer with which exempt |
BHP GROUP LTD |
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(d) |
Date position held/dealing undertaken: |
21 May 2024 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
Ordinary NPV |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
9,834,360 |
0.19% |
7,110,157 |
0.14% |
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(2) Cash-settled derivatives: |
5,696,773 |
0.11% |
6,545,432 |
0.13% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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|
15,531,133 |
0.31% |
13,655,589 |
0.27% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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Ordinary NPV |
Purchase |
457895 |
24.4600 GBP |
24.1800 GBP |
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Ordinary NPV |
Sale |
676456 |
46.0400 AUD |
30.8227 AUD |
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Ordinary NPV |
Sale |
351823 |
559.5600 ZAR |
557.7300 ZAR |
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Ordinary NPV |
Sale |
456606 |
24.4600 GBP |
24.1800 GBP |
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Ordinary NPV |
Purchase |
683707 |
46.0432 AUD |
30.8227 AUD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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Ordinary NPV |
SWAP |
Closing Long |
55,377 |
557.7300 ZAR |
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Ordinary NPV |
SWAP |
Closing Short |
55,377 |
24.1911 GBP |
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Ordinary NPV |
SWAP |
Decreasing Long |
5 |
558.9820 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
113 |
557.5932 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
115 |
558.4000 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
462 |
562.5291 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
1,747 |
558.4100 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
2,226 |
560.7014 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
2,741 |
560.2004 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
2,788 |
561.2335 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
3,344 |
558.4100 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
3,640 |
557.8418 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
4,006 |
558.5861 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
4,351 |
561.3900 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
29,684 |
24.3242 GBP |
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Ordinary NPV |
SWAP |
Decreasing Long |
35,059 |
24.3295 GBP |
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Ordinary NPV |
SWAP |
Decreasing Long |
50,963 |
24.2684 GBP |
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Ordinary NPV |
CFD |
Decreasing Long |
53,992 |
559.1422 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
83,188 |
24.2971 GBP |
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Ordinary NPV |
CFD |
Decreasing Long |
146,533 |
45.9749 AUD |
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Ordinary NPV |
CFD |
Decreasing Long |
175,003 |
45.9363 AUD |
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Ordinary NPV |
CFD |
Decreasing Long |
300,000 |
559.6159 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Short |
5 |
558.9820 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Short |
82 |
558.9619 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Short |
116 |
24.0100 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
138 |
24.3190 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
310 |
24.2838 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
345 |
24.2920 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
590 |
24.2951 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
604 |
24.2413 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
1,314 |
558.4100 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Short |
1,464 |
558.7777 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Short |
2,226 |
560.7014 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Short |
2,741 |
560.2004 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Short |
2,788 |
561.2335 ZAR |
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Ordinary NPV |
CFD |
Decreasing Short |
2,952 |
24.3467 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
3,694 |
24.2758 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
3,777 |
558.4100 ZAR |
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Ordinary NPV |
CFD |
Decreasing Short |
3,986 |
24.3168 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
3,999 |
24.2998 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
5,554 |
24.2505 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
6,317 |
24.2467 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
6,651 |
24.3000 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
14,500 |
24.3000 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
16,806 |
46.0319 AUD |
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Ordinary NPV |
CFD |
Decreasing Short |
37,929 |
24.2412 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
53,992 |
558.9745 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Short |
55,377 |
557.7300 ZAR |
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Ordinary NPV |
CFD |
Decreasing Short |
57,133 |
24.3277 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
88,095 |
24.2776 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
116,123 |
24.2475 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
300,000 |
23.4284 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
300,000 |
559.5600 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
113 |
557.4400 ZAR |
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Ordinary NPV |
CFD |
Increasing Long |
115 |
558.2464 ZAR |
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Ordinary NPV |
CFD |
Increasing Long |
462 |
562.3041 ZAR |
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Ordinary NPV |
CFD |
Increasing Long |
1,747 |
558.4100 ZAR |
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Ordinary NPV |
CFD |
Increasing Long |
2,000 |
45.9881 AUD |
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Ordinary NPV |
SWAP |
Increasing Long |
2,022 |
559.7827 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
2,970 |
559.3205 ZAR |
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Ordinary NPV |
CFD |
Increasing Long |
3,421 |
45.9816 AUD |
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Ordinary NPV |
CFD |
Increasing Long |
3,426 |
559.7878 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
3,640 |
557.6884 ZAR |
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Ordinary NPV |
CFD |
Increasing Long |
3,932 |
45.9650 AUD |
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Ordinary NPV |
SWAP |
Increasing Long |
4,006 |
558.4325 ZAR |
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Ordinary NPV |
CFD |
Increasing Long |
4,351 |
561.2357 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
5,594 |
558.6113 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
8,943 |
24.3454 GBP |
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Ordinary NPV |
CFD |
Increasing Long |
260,275 |
46.0400 AUD |
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Ordinary NPV |
SWAP |
Increasing Short |
52 |
24.4001 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
79 |
24.3809 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
82 |
558.9619 ZAR |
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Ordinary NPV |
SWAP |
Increasing Short |
190 |
45.9495 AUD |
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Ordinary NPV |
CFD |
Increasing Short |
401 |
24.3000 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
500 |
24.3001 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
632 |
24.2100 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
751 |
24.2288 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
1,000 |
24.2700 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
1,118 |
24.3024 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
1,150 |
24.2301 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
1,426 |
45.8859 AUD |
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Ordinary NPV |
SWAP |
Increasing Short |
1,464 |
558.7777 ZAR |
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Ordinary NPV |
SWAP |
Increasing Short |
1,559 |
24.2254 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
1,747 |
558.4100 ZAR |
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Ordinary NPV |
SWAP |
Increasing Short |
1,811 |
24.2221 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
2,000 |
24.3793 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
2,022 |
559.7827 ZAR |
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Ordinary NPV |
SWAP |
Increasing Short |
2,870 |
24.3873 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
2,914 |
45.8858 AUD |
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Ordinary NPV |
SWAP |
Increasing Short |
2,970 |
559.3205 ZAR |
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Ordinary NPV |
SWAP |
Increasing Short |
3,426 |
559.9558 ZAR |
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Ordinary NPV |
CFD |
Increasing Short |
3,986 |
24.2149 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
4,610 |
45.6974 AUD |
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Ordinary NPV |
SWAP |
Increasing Short |
5,594 |
558.6113 ZAR |
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Ordinary NPV |
SWAP |
Increasing Short |
5,599 |
24.2561 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
5,683 |
24.3251 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
9,403 |
24.2884 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
10,239 |
24.2863 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
11,021 |
24.2709 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
14,346 |
24.3534 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
14,679 |
24.2667 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
22,623 |
24.3000 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
49,187 |
24.3016 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
22 May 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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