Company Announcements

Form 8.5 (EPT/RI) - Anglo American Plc

Source: RNS
RNS Number : 6792P
UBS AG (EPT)
23 May 2024
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

            UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            Anglo American plc

(c) Name of the party to the offer with which exempt principal trader is connected:

            BHP Group Limited connected to UBS

(d) Date dealing undertaken:

            22 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES, BHP Group

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Buy

 

2386073

27.31252

GBP

25.84500        GBP

USD 0.54945 ordinary

Sell

 

2462353

27.31252

GBP

25.82844        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.54945 ordinary

CFD

 

Long

88

26.675        GBP

USD 0.54945 ordinary

CFD

 

Long

88

26.85        GBP

USD 0.54945 ordinary

CFD

 

Long

69

26.6        GBP

USD 0.54945 ordinary

CFD

 

Long

2176

26.59616728        GBP

USD 0.54945 ordinary

CFD

 

Long

9502

26.3236        GBP

USD 0.54945 ordinary

CFD

 

Long

70000

25.82843919        GBP

USD 0.54945 ordinary

CFD

 

Long

58236

26.6023395        GBP

USD 0.54945 ordinary

CFD

 

Long

2350

26.76040012        GBP

USD 0.54945 ordinary

CFD

 

Long

65400

26.420356        GBP

USD 0.54945 ordinary

CFD

 

Long

4241

26.79921717        GBP

USD 0.54945 ordinary

CFD

 

Long

31804

26.54773268        GBP

USD 0.54945 ordinary

CFD

 

Long

137

27.0        GBP

USD 0.54945 ordinary

CFD

 

Long

40000

27.116435        GBP

USD 0.54945 ordinary

CFD

 

Long

287058

26.985        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.46        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.48        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.525        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.55        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.67        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.68        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.695        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.72        GBP

USD 0.54945 ordinary

CFD

 

Long

14920

26.8871942885938        GBP

USD 0.54945 ordinary

CFD

 

Long

5173

26.8921534872047        GBP

USD 0.54945 ordinary

CFD

 

Long

19687

26.94132031        GBP

USD 0.54945 ordinary

CFD

 

Long

6022

26.821028        GBP

USD 0.54945 ordinary

CFD

 

Long

8657

26.72421677        GBP

USD 0.54945 ordinary

CFD

 

Long

248

26.845        GBP

USD 0.54945 ordinary

CFD

 

Long

355

26.7945633802817        GBP

USD 0.54945 ordinary

CFD

 

Long

86

26.8111627906977        GBP

USD 0.54945 ordinary

CFD

 

Long

59

26.806779661017        GBP

USD 0.54945 ordinary

CFD

 

Long

20985

26.561078        GBP

USD 0.54945 ordinary

CFD

 

Long

8993

26.57499        GBP

USD 0.54945 ordinary

CFD

 

Long

29475

26.62673876        GBP

USD 0.54945 ordinary

CFD

 

Long

29211

25.96005719        GBP

USD 0.54945 ordinary

CFD

 

Long

18326

26.8025826191357        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.725        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.755        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.765        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.79        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.8        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.815        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.825        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.865        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.875        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.9        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.915        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.98        GBP

USD 0.54945 ordinary

CFD

 

Long

42

26.27        GBP

USD 0.54945 ordinary

CFD

 

Long

39

25.785        GBP

USD 0.54945 ordinary

CFD

 

Long

25

27.05        GBP

USD 0.54945 ordinary

CFD

 

Long

14

26.595        GBP

USD 0.54945 ordinary

CFD

 

Long

230

26.7225        GBP

USD 0.54945 ordinary

CFD

 

Long

220

27.1        GBP

USD 0.54945 ordinary

CFD

 

Long

2295

26.903845312427        GBP

USD 0.54945 ordinary

CFD

 

Long

13627

26.69372551        GBP

USD 0.54945 ordinary

CFD

 

Long

964

26.7625777985892        GBP

USD 0.54945 ordinary

CFD

 

Long

2625

26.8804706909143        GBP

USD 0.54945 ordinary

CFD

 

Long

3059

26.7733164414678        GBP

USD 0.54945 ordinary

CFD

 

Long

3669

26.6282379370619        GBP

USD 0.54945 ordinary

CFD

 

Long

13117

26.7315        GBP

USD 0.54945 ordinary

CFD

 

Long

6

26.10171693        GBP

USD 0.54945 ordinary

CFD

 

Long

1489

26.64871917        GBP

USD 0.54945 ordinary

CFD

 

Long

881

26.1045077        GBP

USD 0.54945 ordinary

CFD

 

Long

300

26.4192074        GBP

USD 0.54945 ordinary

CFD

 

Long

3230

26.9839206        GBP

USD 0.54945 ordinary

CFD

 

Long

919

26.25584036        GBP

USD 0.54945 ordinary

CFD

 

Long

593

26.3193706        GBP

USD 0.54945 ordinary

CFD

 

Long

69

25.83991575        GBP

USD 0.54945 ordinary

CFD

 

Long

51

25.9306294        GBP

USD 0.54945 ordinary

CFD

 

Long

11

25.92259942        GBP

USD 0.54945 ordinary

CFD

 

Long

10

26.24592515        GBP

USD 0.54945 ordinary

CFD

 

Long

8

26.4164433        GBP

USD 0.54945 ordinary

CFD

 

Long

7

25.92324874        GBP

USD 0.54945 ordinary

CFD

 

Long

4

26.3192104        GBP

USD 0.54945 ordinary

CFD

 

Long

44

25.8        GBP

USD 0.54945 ordinary

CFD

 

Long

44

25.845        GBP

USD 0.54945 ordinary

CFD

 

Long

44

25.915        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.035        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.1        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.105        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.155        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.305        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.335        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.38        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.395        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.43        GBP

USD 0.54945 ordinary

CFD

 

Short

88

27.0        GBP

USD 0.54945 ordinary

CFD

 

Short

44

27.045        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.15        GBP

USD 0.54945 ordinary

CFD

 

Short

46

26.2        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.36        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.415        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.53        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.565        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.575        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.645        GBP

USD 0.54945 ordinary

CFD

 

Short

13076

26.59189813        GBP

USD 0.54945 ordinary

CFD

 

Short

3267

26.40333333        GBP

USD 0.54945 ordinary

CFD

 

Short

800

26.4749745075        GBP

USD 0.54945 ordinary

CFD

 

Short

33713

26.41579309        GBP

USD 0.54945 ordinary

CFD

 

Short

572

26.43174826        GBP

USD 0.54945 ordinary

CFD

 

Short

500000

34.396785        USD

USD 0.54945 ordinary

CFD

 

Short

5

26.265        GBP

USD 0.54945 ordinary

CFD

 

Short

20

26.795        GBP

USD 0.54945 ordinary

CFD

 

Short

10

26.78        GBP

USD 0.54945 ordinary

CFD

 

Short

10

26.76        GBP

USD 0.54945 ordinary

CFD

 

Short

38370

26.985        GBP

USD 0.54945 ordinary

CFD

 

Short

40000

26.91345        GBP

USD 0.54945 ordinary

CFD

 

Short

40000

27.0135        GBP

USD 0.54945 ordinary

CFD

 

Short

716

26.865405        GBP

USD 0.54945 ordinary

CFD

 

Short

1889

26.4731048143992        GBP

USD 0.54945 ordinary

CFD

 

Short

11737

26.59123605        GBP

USD 0.54945 ordinary

CFD

 

Short

11276

26.755935        GBP

USD 0.54945 ordinary

CFD

 

Short

544

26.861209        GBP

USD 0.54945 ordinary

CFD

 

Short

14635

26.73446918        GBP

USD 0.54945 ordinary

CFD

 

Short

14634

26.9876985        GBP

USD 0.54945 ordinary

CFD

 

Short

36

26.75        GBP

USD 0.54945 ordinary

CFD

 

Short

25

26.79        GBP

USD 0.54945 ordinary

CFD

 

Short

22

26.37        GBP

USD 0.54945 ordinary

CFD

 

Short

19

26.88        GBP

USD 0.54945 ordinary

CFD

 

Short

2

26.305        GBP

USD 0.54945 ordinary

CFD

 

Short

364

26.2044230769231        GBP

USD 0.54945 ordinary

CFD

 

Short

237

26.83586498        GBP

USD 0.54945 ordinary

CFD

 

Short

6659

26.83321834        GBP

USD 0.54945 ordinary

CFD

 

Short

694

26.7112        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.68        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.695        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.7        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.8        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.815        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.855        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.905        GBP

USD 0.54945 ordinary

CFD

 

Short

44

27.005        GBP

USD 0.54945 ordinary

CFD

 

Short

44

27.02        GBP

USD 0.54945 ordinary

CFD

 

Short

77

27.01        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

23 May 2024

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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