Form 8.5 (EPT/NON-RI) - BHP Group Limited
Source: RNS![](https://tracker.live.rns-distribution.com/track.live-rns/5195801_d9353a075fe0b610698e373da828b7e4.png)
FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
BHP GROUP LTD |
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(c) |
Name of the party to the offer with which exempt |
BHP GROUP LTD |
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(d) |
Date position held/dealing undertaken: |
22 May 2024 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
Ordinary NPV |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
9,238,731 |
0.18% |
7,164,494 |
0.14% |
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(2) Cash-settled derivatives: |
5,851,624 |
0.12% |
5,800,122 |
0.11% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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|
15,090,355 |
0.30% |
12,964,616 |
0.26% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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Ordinary NPV |
Purchase |
735081 |
24.1350 GBP |
23.2700 GBP |
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Ordinary NPV |
Sale |
691359 |
24.1450 GBP |
23.2670 GBP |
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Ordinary NPV |
Sale |
940500 |
551.5609 ZAR |
543.8224 ZAR |
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Ordinary NPV |
Purchase |
334166 |
46.3832 AUD |
46.1371 AUD |
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Ordinary NPV |
Sale |
303583 |
46.3649 AUD |
46.2290 AUD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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Ordinary NPV |
SWAP |
Decreasing Long |
2 |
545.1400 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
130 |
554.9826 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
399 |
24.0249 GBP |
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Ordinary NPV |
SWAP |
Decreasing Long |
456 |
23.9841 GBP |
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Ordinary NPV |
SWAP |
Decreasing Long |
633 |
553.7960 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
802 |
46.1561 AUD |
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Ordinary NPV |
SWAP |
Decreasing Long |
1,478 |
23.2904 GBP |
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Ordinary NPV |
SWAP |
Decreasing Long |
1,486 |
23.3969 GBP |
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Ordinary NPV |
SWAP |
Decreasing Long |
2,855 |
557.5168 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
3,000 |
46.3869 AUD |
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Ordinary NPV |
SWAP |
Decreasing Long |
3,961 |
557.2279 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
8,382 |
556.4015 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
8,536 |
558.3206 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
12,128 |
46.2457 AUD |
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Ordinary NPV |
SWAP |
Decreasing Long |
13,726 |
550.3694 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
17,064 |
544.3900 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
24,219 |
546.1331 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
24,406 |
24.0170 GBP |
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Ordinary NPV |
SWAP |
Decreasing Long |
35,606 |
24.0192 GBP |
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Ordinary NPV |
CFD |
Decreasing Long |
47,446 |
46.3283 AUD |
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Ordinary NPV |
CFD |
Decreasing Long |
177,215 |
543.8919 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Short |
2 |
545.1400 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Short |
11 |
23.9696 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
54 |
23.4398 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
61 |
24.0309 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
66 |
24.0798 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
127 |
23.2898 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
359 |
24.0066 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
510 |
23.2900 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
529 |
543.9273 ZAR |
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Ordinary NPV |
CFD |
Decreasing Short |
578 |
23.7552 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
633 |
553.7960 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Short |
1,101 |
23.9298 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
1,114 |
46.3165 AUD |
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Ordinary NPV |
SWAP |
Decreasing Short |
1,160 |
23.9536 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
1,376 |
23.3688 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
2,855 |
557.5168 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Short |
4,192 |
23.9674 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
8,382 |
556.4015 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Short |
15,091 |
24.0924 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
15,318 |
23.2881 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
16,687 |
23.4650 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
17,064 |
544.3900 ZAR |
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Ordinary NPV |
CFD |
Decreasing Short |
20,397 |
23.5937 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
28,662 |
23.5208 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
35,620 |
23.4969 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
39,814 |
23.7421 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
112,204 |
23.5509 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
153,677 |
23.5301 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
177,215 |
543.7288 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Short |
214,600 |
23.2900 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
950,000 |
24.0100 GBP |
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Ordinary NPV |
SWAP |
Increasing Long |
130 |
554.8300 ZAR |
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Ordinary NPV |
CFD |
Increasing Long |
3,961 |
557.0051 ZAR |
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Ordinary NPV |
CFD |
Increasing Long |
8,536 |
558.1671 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
13,224 |
549.8695 ZAR |
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Ordinary NPV |
CFD |
Increasing Long |
13,726 |
550.2181 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
24,219 |
545.9829 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
26,161 |
547.2604 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
34,476 |
546.7717 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
50,920 |
23.8707 GBP |
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Ordinary NPV |
CFD |
Increasing Long |
145,508 |
46.2400 AUD |
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Ordinary NPV |
CFD |
Increasing Long |
218,506 |
551.8102 ZAR |
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Ordinary NPV |
SWAP |
Increasing Short |
24 |
46.1369 AUD |
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Ordinary NPV |
SWAP |
Increasing Short |
33 |
24.0798 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
59 |
23.3248 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
220 |
24.0800 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
283 |
24.0810 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
525 |
23.4843 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
529 |
543.9273 ZAR |
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Ordinary NPV |
SWAP |
Increasing Short |
577 |
46.2782 AUD |
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Ordinary NPV |
SWAP |
Increasing Short |
991 |
23.4867 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
1,182 |
46.2781 AUD |
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Ordinary NPV |
SWAP |
Increasing Short |
1,302 |
23.4656 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
1,573 |
23.6416 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
2,086 |
23.5000 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
2,792 |
23.8668 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
3,060 |
23.5061 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
3,493 |
23.7572 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
6,871 |
23.6049 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
9,536 |
23.2900 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
10,567 |
23.4314 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
11,116 |
24.0606 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
13,224 |
549.8695 ZAR |
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Ordinary NPV |
SWAP |
Increasing Short |
13,962 |
23.7305 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
15,091 |
23.8771 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
17,107 |
23.7671 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
21,346 |
46.2222 AUD |
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Ordinary NPV |
SWAP |
Increasing Short |
26,161 |
547.2604 ZAR |
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Ordinary NPV |
SWAP |
Increasing Short |
27,060 |
23.3064 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
27,096 |
23.5695 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
34,476 |
546.7717 ZAR |
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Ordinary NPV |
CFD |
Increasing Short |
35,228 |
23.4338 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
101,643 |
23.7590 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
157,194 |
23.7928 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
218,506 |
551.9758 ZAR |
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Ordinary NPV |
SWAP |
Increasing Short |
249,690 |
23.2900 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
23 May 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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