Form 8.5 (EPT/RI) - Hargreaves – Company Announcement

Form 8.5 (EPT/RI) - Hargreaves

Jun 13 2024 12:29 BSTSource: RNS

RNS Number : 3481S

GoldmanSachs International

13 June 2024

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	HARGREAVES LANSDOWN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	A CONSORTIUM COMPRISING CVC ADVISERS LIMITED, NORDIC CAPITAL XI DELTA, SCSP (ACTING THROUGH ITS GENERAL PARTNER NORDIC CAPITAL XI DELTA GP SARL) AND PLATINUM IVY B 2018 RSC LIMITED (A WHOLLY-OWNED SUBSIDIARY OF ABU DHABI INVESTMENT AUTHORITY MANAGED BY ITS PRIVATE EQUITIES INVESTMENT DEPARTMENT)
(d) Date dealing undertaken:	12 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A"	N/A

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

Purchases

245,651

10.7300 GBP

10.6200 GBP

0.4p ordinary

Sales

738,449

10.7250 GBP

10.6175 GBP

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	Reducing a long position	739	10.6277 GBP
0.4p ordinary	CFD	Opening a short position	8,600	10.6298 GBP
0.4p ordinary	CFD	Increasing a long position	2	10.6389 GBP
0.4p ordinary	CFD	Increasing a long position	2,126	10.6398 GBP
0.4p ordinary	CFD	Increasing a long position	1,359	10.6400 GBP
0.4p ordinary	CFD	Reducing a long position	3,949	10.6402 GBP
0.4p ordinary	CFD	Reducing a long position	2,513	10.6402 GBP
0.4p ordinary	CFD	Reducing a long position	5,667	10.6402 GBP
0.4p ordinary	CFD	Reducing a long position	3,784	10.6411 GBP
0.4p ordinary	CFD	Reducing a long position	1,643	10.6411 GBP
0.4p ordinary	CFD	Reducing a long position	3,251	10.6411 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.6439 GBP
0.4p ordinary	CFD	Increasing a long position	10	10.6439 GBP
0.4p ordinary	CFD	Increasing a long position	321	10.6486 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.6486 GBP
0.4p ordinary	CFD	Increasing a long position	654	10.6486 GBP
0.4p ordinary	CFD	Increasing a long position	160	10.6486 GBP
0.4p ordinary	CFD	Increasing a long position	5,551	10.6486 GBP
0.4p ordinary	CFD	Increasing a long position	3	10.6542 GBP
0.4p ordinary	CFD	Increasing a long position	4	10.6542 GBP
0.4p ordinary	CFD	Increasing a long position	2	10.6542 GBP
0.4p ordinary	CFD	Increasing a long position	38	10.6542 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.6589 GBP
0.4p ordinary	CFD	Increasing a long position	110	10.6598 GBP
0.4p ordinary	CFD	Reducing a long position	37,832	10.6621 GBP
0.4p ordinary	CFD	Opening a long position	42	10.6638 GBP
0.4p ordinary	CFD	Increasing a long position	95,973	10.6650 GBP
0.4p ordinary	CFD	Increasing a long position	136,850	10.6650 GBP
0.4p ordinary	CFD	Increasing a long position	63	10.6679 GBP
0.4p ordinary	CFD	Increasing a long position	128	10.6680 GBP
0.4p ordinary	CFD	Increasing a long position	268	10.6681 GBP
0.4p ordinary	CFD	Increasing a long position	2,318	10.6682 GBP
0.4p ordinary	CFD	Reducing a long position	6,623	10.6687 GBP
0.4p ordinary	CFD	Reducing a long position	2,595	10.6687 GBP
0.4p ordinary	CFD	Increasing a long position	862	10.6750 GBP
0.4p ordinary	CFD	Increasing a long position	2,968	10.6750 GBP
0.4p ordinary	CFD	Reducing a long position	757	10.6750 GBP
0.4p ordinary	CFD	Reducing a long position	2,609	10.6750 GBP
0.4p ordinary	CFD	Reducing a long position	359	10.6750 GBP
0.4p ordinary	CFD	Reducing a long position	105	10.6750 GBP
0.4p ordinary	CFD	Reducing a long position	4,625	10.6767 GBP
0.4p ordinary	CFD	Increasing a long position	1,470	10.6780 GBP
0.4p ordinary	CFD	Increasing a long position	173	10.6780 GBP
0.4p ordinary	CFD	Increasing a long position	83	10.6781 GBP
0.4p ordinary	CFD	Increasing a long position	38	10.6782 GBP
0.4p ordinary	CFD	Reducing a long position	1,978	10.6784 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.6789 GBP
0.4p ordinary	CFD	Increasing a long position	25	10.6789 GBP
0.4p ordinary	CFD	Increasing a long position	3	10.6789 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.6789 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.6789 GBP
0.4p ordinary	CFD	Increasing a long position	19	10.6789 GBP
0.4p ordinary	CFD	Reducing a long position	751	10.6797 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.6799 GBP
0.4p ordinary	CFD	Increasing a long position	34	10.6801 GBP
0.4p ordinary	CFD	Reducing a long position	9,930	10.6809 GBP
0.4p ordinary	CFD	Reducing a long position	16,558	10.6811 GBP
0.4p ordinary	CFD	Reducing a long position	2,283	10.6811 GBP
0.4p ordinary	CFD	Reducing a long position	100	10.6812 GBP
0.4p ordinary	CFD	Reducing a long position	3,334	10.6817 GBP
0.4p ordinary	CFD	Increasing a long position	397	10.6825 GBP
0.4p ordinary	CFD	Reducing a long position	349	10.6825 GBP
0.4p ordinary	CFD	Reducing a long position	48	10.6825 GBP
0.4p ordinary	CFD	Increasing a long position	125	10.6832 GBP
0.4p ordinary	CFD	Increasing a long position	2	10.6839 GBP
0.4p ordinary	CFD	Reducing a short position	2,100	10.6842 GBP
0.4p ordinary	CFD	Reducing a long position	208	10.6849 GBP
0.4p ordinary	CFD	Reducing a long position	1,509	10.6849 GBP
0.4p ordinary	CFD	Increasing a long position	4,001	10.6850 GBP
0.4p ordinary	CFD	Reducing a long position	3,517	10.6850 GBP
0.4p ordinary	CFD	Reducing a long position	485	10.6850 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.6850 GBP
0.4p ordinary	CFD	Reducing a long position	18	10.6861 GBP
0.4p ordinary	CFD	Increasing a long position	16	10.6861 GBP
0.4p ordinary	CFD	Increasing a long position	35	10.6861 GBP
0.4p ordinary	CFD	Increasing a long position	8	10.6861 GBP
0.4p ordinary	CFD	Increasing a long position	308	10.6861 GBP
0.4p ordinary	CFD	Increasing a long position	2	10.6864 GBP
0.4p ordinary	CFD	Increasing a long position	6,504	10.6875 GBP
0.4p ordinary	CFD	Increasing a long position	180	10.6875 GBP
0.4p ordinary	CFD	Reducing a long position	5,716	10.6875 GBP
0.4p ordinary	CFD	Reducing a long position	788	10.6875 GBP
0.4p ordinary	CFD	Reducing a long position	29	10.6878 GBP
0.4p ordinary	CFD	Increasing a long position	1,631	10.6900 GBP
0.4p ordinary	CFD	Reducing a long position	1,437	10.6900 GBP
0.4p ordinary	CFD	Reducing a long position	194	10.6900 GBP
0.4p ordinary	CFD	Reducing a long position	173	10.6908 GBP
0.4p ordinary	CFD	Reducing a long position	68	10.6923 GBP
0.4p ordinary	CFD	Increasing a long position	141	10.6933 GBP
0.4p ordinary	CFD	Increasing a long position	2	10.6939 GBP
0.4p ordinary	CFD	Reducing a long position	13,692	10.6941 GBP
0.4p ordinary	CFD	Increasing a long position	13,356	10.6942 GBP
0.4p ordinary	CFD	Increasing a long position	6	10.6968 GBP
0.4p ordinary	CFD	Increasing a long position	73	10.6972 GBP
0.4p ordinary	CFD	Increasing a long position	2,908	10.6975 GBP
0.4p ordinary	CFD	Reducing a long position	2,556	10.6975 GBP
0.4p ordinary	CFD	Reducing a long position	352	10.6975 GBP
0.4p ordinary	CFD	Reducing a long position	1,070	10.6975 GBP
0.4p ordinary	CFD	Increasing a long position	7,263	10.6978 GBP
0.4p ordinary	CFD	Reducing a long position	20,970	10.6986 GBP
0.4p ordinary	CFD	Reducing a long position	46	10.7011 GBP
0.4p ordinary	CFD	Increasing a long position	504	10.7015 GBP
0.4p ordinary	CFD	Increasing a long position	5	10.7018 GBP
0.4p ordinary	CFD	Increasing a long position	2,087	10.7020 GBP
0.4p ordinary	CFD	Increasing a long position	2,358	10.7025 GBP
0.4p ordinary	CFD	Reducing a long position	2,072	10.7025 GBP
0.4p ordinary	CFD	Reducing a long position	286	10.7025 GBP
0.4p ordinary	CFD	Increasing a long position	4	10.7054 GBP
0.4p ordinary	CFD	Increasing a long position	504	10.7068 GBP
0.4p ordinary	CFD	Increasing a long position	383	10.7072 GBP
0.4p ordinary	CFD	Reducing a long position	991	10.7074 GBP
0.4p ordinary	CFD	Reducing a long position	5	10.7081 GBP
0.4p ordinary	CFD	Reducing a long position	533	10.7111 GBP
0.4p ordinary	CFD	Increasing a long position	2,667	10.7150 GBP
0.4p ordinary	CFD	Reducing a long position	2,344	10.7150 GBP
0.4p ordinary	CFD	Reducing a long position	323	10.7150 GBP
0.4p ordinary	CFD	Reducing a long position	4,509	10.7153 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.7189 GBP

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	13 June 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	+33(1) 4212 1459 / +48(22) 317 4817

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END

FEREAEKDFAPLEFA

Company Announcements

Form 8.5 (EPT/RI) - Hargreaves

Date of disclosure:

Contact name:

Telephone number: