Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

Jun 13 2024 12:42 BSTSource: RNS

RNS Number : 3508S

Barclays PLC

13 June 2024

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			12 Jun 2024
(e)	In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				673,053	0.14%	6,167,025	1.30%
(2) Cash-settled derivatives:				6,159,994	1.30%	442,095	0.09%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				6,833,047	1.44%	6,609,120	1.39%

(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to which subscription right exists
Details, including nature of the rights concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant security	Purchase/sale	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	Purchase	1931777	10.7500 GBP	10.6200 GBP
0.4p ordinary	Sale	964335	10.7500 GBP	10.6200 GBP

(b)	Cash-settled derivative transactions
Class of relevant security	Product description	Nature of dealing	Number of reference securities	Price per unit
0.4p ordinary	CFD	Closing Long	33	10.6860 GBP
0.4p ordinary	SWAP	Closing Long	60	10.6405 GBP
0.4p ordinary	CFD	Closing Long	1,383	10.6400 GBP
0.4p ordinary	SWAP	Closing Long	6,430	10.7070 GBP
0.4p ordinary	SWAP	Decreasing Long	799	10.6851 GBP
0.4p ordinary	SWAP	Decreasing Long	1,048	10.6617 GBP
0.4p ordinary	SWAP	Decreasing Long	1,066	10.6279 GBP
0.4p ordinary	SWAP	Decreasing Long	1,310	10.6653 GBP
0.4p ordinary	SWAP	Decreasing Long	1,572	10.6573 GBP
0.4p ordinary	SWAP	Decreasing Long	2,353	10.6288 GBP
0.4p ordinary	SWAP	Decreasing Long	2,620	10.6564 GBP
0.4p ordinary	SWAP	Decreasing Long	2,821	10.6306 GBP
0.4p ordinary	SWAP	Decreasing Long	3,611	10.6895 GBP
0.4p ordinary	SWAP	Decreasing Long	5,137	10.6954 GBP
0.4p ordinary	SWAP	Decreasing Long	5,225	10.6874 GBP
0.4p ordinary	SWAP	Decreasing Long	6,341	10.6992 GBP
0.4p ordinary	SWAP	Decreasing Long	7,051	10.6410 GBP
0.4p ordinary	SWAP	Decreasing Long	7,605	10.6900 GBP
0.4p ordinary	SWAP	Decreasing Long	7,654	10.6732 GBP
0.4p ordinary	SWAP	Decreasing Long	8,065	10.6804 GBP
0.4p ordinary	SWAP	Decreasing Long	9,807	10.7000 GBP
0.4p ordinary	SWAP	Decreasing Long	12,439	10.6404 GBP
0.4p ordinary	SWAP	Decreasing Long	13,374	10.6450 GBP
0.4p ordinary	SWAP	Decreasing Long	15,251	10.6905 GBP
0.4p ordinary	SWAP	Decreasing Long	21,735	10.6861 GBP
0.4p ordinary	SWAP	Decreasing Long	35,311	10.6790 GBP
0.4p ordinary	SWAP	Decreasing Long	41,334	10.6996 GBP
0.4p ordinary	SWAP	Decreasing Long	45,501	10.6440 GBP
0.4p ordinary	SWAP	Decreasing Long	57,547	10.6840 GBP
0.4p ordinary	SWAP	Decreasing Long	158,118	10.7012 GBP
0.4p ordinary	SWAP	Decreasing Long	232,510	10.6400 GBP
0.4p ordinary	SWAP	Decreasing Long	302,027	10.7043 GBP
0.4p ordinary	SWAP	Decreasing Short	100	10.6698 GBP
0.4p ordinary	SWAP	Decreasing Short	1,200	10.6730 GBP
0.4p ordinary	SWAP	Decreasing Short	60,816	10.6378 GBP
0.4p ordinary	SWAP	Increasing Long	98	10.6249 GBP
0.4p ordinary	SWAP	Increasing Long	293	10.6963 GBP
0.4p ordinary	SWAP	Increasing Long	440	10.6652 GBP
0.4p ordinary	SWAP	Increasing Long	506	10.7000 GBP
0.4p ordinary	SWAP	Increasing Long	922	10.6827 GBP
0.4p ordinary	SWAP	Increasing Long	5,954	10.6667 GBP
0.4p ordinary	SWAP	Increasing Long	9,432	10.6650 GBP
0.4p ordinary	CFD	Opening Short	1,416	10.7470 GBP
0.4p ordinary	CFD	Opening Short	1,684	10.7264 GBP
0.4p ordinary	CFD	Opening Short	7,347	10.6458 GBP
0.4p ordinary	CFD	Opening Short	21,728	10.7263 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date	Option money paid/ received per unit


(ii)	Exercising
Class of relevant security	Product description	Exercising/ exercised against	Number of securities	Exercise price per unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant security	Nature of Dealings	Details	Price per unit (if applicable)

4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				13 Jun 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

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Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC