Form 8.3 - DARKTRACE PLC
Source: RNS
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
DARKTRACE PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
18 Jun 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
1p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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11,238,077 |
1.60% |
3,252,017 |
0.46% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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861,472 |
0.12% |
11,142,344 |
1.59% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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12,099,549 |
1.73% |
14,394,361 |
2.06% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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1p ordinary |
Purchase |
270,000 |
5.7870 GBP |
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1p ordinary |
Purchase |
128,772 |
5.7769 GBP |
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1p ordinary |
Purchase |
75,995 |
5.7628 GBP |
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1p ordinary |
Purchase |
62,102 |
5.7788 GBP |
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1p ordinary |
Purchase |
56,000 |
5.7578 GBP |
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1p ordinary |
Purchase |
37,805 |
5.7631 GBP |
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1p ordinary |
Purchase |
24,165 |
5.7800 GBP |
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1p ordinary |
Purchase |
24,000 |
5.7514 GBP |
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1p ordinary |
Purchase |
16,240 |
5.7701 GBP |
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1p ordinary |
Purchase |
10,775 |
5.7620 GBP |
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1p ordinary |
Purchase |
9,767 |
5.7671 GBP |
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1p ordinary |
Purchase |
3,300 |
5.7846 GBP |
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1p ordinary |
Purchase |
2,163 |
5.7694 GBP |
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1p ordinary |
Purchase |
2,123 |
5.7522 GBP |
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1p ordinary |
Purchase |
1,936 |
5.7656 GBP |
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1p ordinary |
Purchase |
1,018 |
5.7826 GBP |
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1p ordinary |
Purchase |
805 |
5.7786 GBP |
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1p ordinary |
Purchase |
595 |
5.7700 GBP |
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1p ordinary |
Purchase |
316 |
5.7460 GBP |
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1p ordinary |
Sale |
197,327 |
5.7615 GBP |
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1p ordinary |
Sale |
66,469 |
5.7693 GBP |
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1p ordinary |
Sale |
37,009 |
5.7798 GBP |
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1p ordinary |
Sale |
29,378 |
5.7716 GBP |
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1p ordinary |
Sale |
25,296 |
5.7625 GBP |
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1p ordinary |
Sale |
19,399 |
5.7800 GBP |
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1p ordinary |
Sale |
11,834 |
5.7528 GBP |
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1p ordinary |
Sale |
8,863 |
5.7583 GBP |
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1p ordinary |
Sale |
8,624 |
5.7653 GBP |
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1p ordinary |
Sale |
6,677 |
5.7721 GBP |
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1p ordinary |
Sale |
6,482 |
5.7791 GBP |
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1p ordinary |
Sale |
5,290 |
5.7576 GBP |
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1p ordinary |
Sale |
5,123 |
5.7683 GBP |
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1p ordinary |
Sale |
4,628 |
5.7628 GBP |
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1p ordinary |
Sale |
4,210 |
5.7679 GBP |
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1p ordinary |
Sale |
3,194 |
5.7664 GBP |
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1p ordinary |
Sale |
3,107 |
5.7592 GBP |
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1p ordinary |
Sale |
3,034 |
5.7650 GBP |
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1p ordinary |
Sale |
1,598 |
5.7719 GBP |
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1p ordinary |
Sale |
1,428 |
5.7680 GBP |
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1p ordinary |
Sale |
603 |
5.7490 GBP |
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1p ordinary |
Sale |
595 |
5.7700 GBP |
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1p ordinary |
Sale |
565 |
5.7520 GBP |
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1p ordinary |
Sale |
316 |
5.7460 GBP |
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1p ordinary |
Sale |
185 |
5.7760 GBP |
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1p ordinary |
Sale |
11 |
5.7783 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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1p ordinary |
SWAP |
Decreasing Short |
185 |
5.7760 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
3,034 |
5.7650 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
5,290 |
5.7576 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
6,482 |
5.7791 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
13,355 |
5.7800 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
15,795 |
5.7608 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
29,378 |
5.7716 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
38,408 |
5.7621 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
38,494 |
5.7614 GBP |
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1p ordinary |
SWAP |
Increasing Long |
197,327 |
5.7615 GBP |
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1p ordinary |
SWAP |
Increasing Short |
1,025 |
5.7622 GBP |
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1p ordinary |
SWAP |
Increasing Short |
2,123 |
5.7522 GBP |
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1p ordinary |
SWAP |
Increasing Short |
4,583 |
5.7857 GBP |
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1p ordinary |
SWAP |
Increasing Short |
9,767 |
5.7671 GBP |
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1p ordinary |
SWAP |
Increasing Short |
10,775 |
5.7625 GBP |
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1p ordinary |
SWAP |
Increasing Short |
16,240 |
5.7701 GBP |
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1p ordinary |
SWAP |
Increasing Short |
24,000 |
5.7514 GBP |
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1p ordinary |
SWAP |
Increasing Short |
37,805 |
5.7631 GBP |
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1p ordinary |
SWAP |
Increasing Short |
54,713 |
5.7800 GBP |
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1p ordinary |
SWAP |
Increasing Short |
56,000 |
5.7578 GBP |
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1p ordinary |
SWAP |
Increasing Short |
57,078 |
5.7799 GBP |
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1p ordinary |
SWAP |
Increasing Short |
75,995 |
5.7628 GBP |
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1p ordinary |
SWAP |
Opening Short |
17,828 |
5.7733 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
19 Jun 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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