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Hargreaves Lansdown PLC

Form 8.5 (EPT/RI)- Replacement of Hargreaves

Source: RNS
RNS Number : 4337U
Morgan Stanley & Co. Int'l plc
28 June 2024
 

AMENDMENT(2(b))

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Hargreaves Lansdown plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Hargreaves Lansdown plc

(d) Date dealing undertaken:

21 June 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

PURCHASES

491,859

11.4003 GBP

11.2800 GBP

0.4p ordinary

SALES

492,300

11.4773 GBP

11.2436 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

0.4p ordinary

CFD

increasing a long position

761

11.2905 GBP

0.4p ordinary

CFD

increasing a long position

530

11.3100 GBP

0.4p ordinary

CFD

increasing a long position

2,152

11.3159 GBP

0.4p ordinary

CFD

increasing a long position

1,651

11.3197 GBP

0.4p ordinary

CFD

increasing a long position

1

11.3250 GBP

0.4p ordinary

CFD

increasing a long position

12

11.3258 GBP

0.4p ordinary

CFD

increasing a long position

781

11.3260 GBP

0.4p ordinary

CFD

increasing a long position

310

11.3276 GBP

0.4p ordinary

CFD

increasing a long position

96

11.3332 GBP

0.4p ordinary

CFD

increasing a long position

48

11.3348 GBP

0.4p ordinary

CFD

increasing a long position

2,600

11.3350 GBP

0.4p ordinary

CFD

increasing a long position

1,328

11.3350 GBP

0.4p ordinary

CFD

increasing a long position

64

11.3350 GBP

0.4p ordinary

CFD

increasing a long position

1,270

11.3382 GBP

0.4p ordinary

CFD

increasing a long position

288

11.3397 GBP

0.4p ordinary

CFD

increasing a long position

6

11.3400 GBP

0.4p ordinary

CFD

increasing a long position

5,000

11.4000 GBP

0.4p ordinary

CFD

increasing a short position

821

11.2643 GBP

0.4p ordinary

CFD

increasing a short position

631

11.3188 GBP

0.4p ordinary

CFD

increasing a short position

988

11.3350 GBP

0.4p ordinary

CFD

increasing a short position

171

11.3350 GBP

0.4p ordinary

CFD

increasing a short position

240

11.3350 GBP

0.4p ordinary

CFD

increasing a short position

392

11.3400 GBP

0.4p ordinary

CFD

increasing a short position

21

11.4005 GBP

0.4p ordinary

CFD

reducing a long position

860

11.2930 GBP

0.4p ordinary

CFD

reducing a long position

274

11.2950 GBP

0.4p ordinary

CFD

reducing a long position

7,739

11.3241 GBP

0.4p ordinary

CFD

reducing a long position

2,802

11.3244 GBP

0.4p ordinary

CFD

reducing a long position

282

11.3249 GBP

0.4p ordinary

CFD

reducing a long position

2,435

11.3266 GBP

0.4p ordinary

CFD

reducing a long position

8

11.3300 GBP

0.4p ordinary

CFD

reducing a long position

161

11.3316 GBP

0.4p ordinary

CFD

reducing a long position

88

11.3350 GBP

0.4p ordinary

CFD

reducing a long position

137

11.3350 GBP

0.4p ordinary

CFD

reducing a long position

28

11.3350 GBP

0.4p ordinary

CFD

reducing a long position

23,049

11.3350 GBP

0.4p ordinary

CFD

reducing a long position

1,962

11.3350 GBP

0.4p ordinary

CFD

reducing a long position

777

11.3350 GBP

0.4p ordinary

CFD

reducing a long position

44,339

11.3350 GBP

0.4p ordinary

CFD

reducing a long position

952

11.3350 GBP

0.4p ordinary

CFD

reducing a long position

21,599

11.3360 GBP

0.4p ordinary

CFD

reducing a long position

274

11.3404 GBP

0.4p ordinary

CFD

reducing a long position

279

11.3417 GBP

0.4p ordinary

CFD

reducing a long position

4

11.3450 GBP

0.4p ordinary

CFD

reducing a long position

107

11.3463 GBP

0.4p ordinary

CFD

reducing a long position

195

11.3904 GBP

0.4p ordinary

CFD

reducing a long position

348

11.3929 GBP

0.4p ordinary

CFD

reducing a short position

187

11.2436 GBP

0.4p ordinary

CFD

reducing a short position

420

11.2436 GBP

0.4p ordinary

CFD

reducing a short position

4,843

11.2906 GBP

0.4p ordinary

CFD

reducing a short position

1,400

11.2928 GBP

0.4p ordinary

CFD

reducing a short position

1,551

11.3258 GBP

0.4p ordinary

CFD

reducing a short position

208

11.3259 GBP

0.4p ordinary

CFD

reducing a short position

165

11.3261 GBP

0.4p ordinary

CFD

reducing a short position

9,833

11.3273 GBP

0.4p ordinary

CFD

reducing a short position

4,932

11.3274 GBP

0.4p ordinary

CFD

reducing a short position

3,230

11.3338 GBP

0.4p ordinary

CFD

reducing a short position

224

11.3350 GBP

0.4p ordinary

CFD

reducing a short position

135

11.3350 GBP

0.4p ordinary

CFD

reducing a short position

171

11.3350 GBP

0.4p ordinary

CFD

reducing a short position

2,352

11.3350 GBP

0.4p ordinary

CFD

reducing a short position

2,501

11.3350 GBP

0.4p ordinary

CFD

reducing a short position

264

11.3350 GBP

0.4p ordinary

CFD

reducing a short position

631

11.3380 GBP

0.4p ordinary

CFD

reducing a short position

54

11.3394 GBP

0.4p ordinary

CFD

reducing a short position

59

11.3529 GBP

0.4p ordinary

CFD

reducing a short position

821

11.3742 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

 

Date of disclosure:

28 June 2024
Contact name:

Craig Horsley
Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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