Form 8.3 - Darktrace plc
Source: RNS
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
DARKTRACE PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
18 Sep 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
1p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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22,016,423 |
3.14% |
11,106,102 |
1.59% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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62,347 |
0.01% |
22,033,759 |
3.15% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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22,078,770 |
3.15% |
33,139,861 |
4.73% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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1p ordinary |
Purchase |
7,935,986 |
5.8480 GBP |
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1p ordinary |
Purchase |
323,942 |
5.8491 GBP |
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1p ordinary |
Purchase |
293,699 |
5.8319 GBP |
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1p ordinary |
Purchase |
134,415 |
5.8355 GBP |
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1p ordinary |
Purchase |
121,829 |
5.8318 GBP |
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1p ordinary |
Purchase |
45,611 |
5.8503 GBP |
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1p ordinary |
Purchase |
45,611 |
5.8474 GBP |
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1p ordinary |
Purchase |
34,112 |
5.8357 GBP |
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1p ordinary |
Purchase |
27,932 |
5.8314 GBP |
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1p ordinary |
Purchase |
19,547 |
5.8479 GBP |
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1p ordinary |
Purchase |
19,547 |
5.8495 GBP |
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1p ordinary |
Purchase |
9,072 |
5.8446 GBP |
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1p ordinary |
Purchase |
5,844 |
5.8331 GBP |
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1p ordinary |
Purchase |
5,542 |
5.8313 GBP |
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1p ordinary |
Purchase |
4,897 |
5.8334 GBP |
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1p ordinary |
Purchase |
3,689 |
5.8360 GBP |
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1p ordinary |
Purchase |
2,936 |
5.8296 GBP |
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1p ordinary |
Purchase |
2,896 |
5.8340 GBP |
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1p ordinary |
Purchase |
2,695 |
5.8320 GBP |
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1p ordinary |
Purchase |
1,830 |
5.8297 GBP |
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1p ordinary |
Purchase |
1,789 |
5.8265 GBP |
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1p ordinary |
Purchase |
1,455 |
5.8300 GBP |
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1p ordinary |
Purchase |
1,352 |
5.8260 GBP |
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1p ordinary |
Purchase |
738 |
5.8220 GBP |
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1p ordinary |
Purchase |
474 |
5.8240 GBP |
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1p ordinary |
Purchase |
363 |
5.8195 GBP |
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1p ordinary |
Purchase |
249 |
5.8267 GBP |
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1p ordinary |
Purchase |
229 |
5.8420 GBP |
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1p ordinary |
Purchase |
116 |
5.8280 GBP |
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1p ordinary |
Purchase |
1 |
5.8180 GBP |
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1p ordinary |
Sale |
312,075 |
5.8319 GBP |
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1p ordinary |
Sale |
192,784 |
5.8350 GBP |
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1p ordinary |
Sale |
128,369 |
5.8353 GBP |
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1p ordinary |
Sale |
53,872 |
5.8282 GBP |
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1p ordinary |
Sale |
42,617 |
5.8360 GBP |
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1p ordinary |
Sale |
24,757 |
5.8296 GBP |
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1p ordinary |
Sale |
24,179 |
5.8247 GBP |
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1p ordinary |
Sale |
11,576 |
5.8262 GBP |
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1p ordinary |
Sale |
10,023 |
5.8308 GBP |
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1p ordinary |
Sale |
7,925 |
5.8297 GBP |
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1p ordinary |
Sale |
5,666 |
5.8284 GBP |
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1p ordinary |
Sale |
4,344 |
5.8270 GBP |
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1p ordinary |
Sale |
3,517 |
5.8275 GBP |
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1p ordinary |
Sale |
2,605 |
5.8280 GBP |
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1p ordinary |
Sale |
2,400 |
5.8256 GBP |
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1p ordinary |
Sale |
2,179 |
5.8320 GBP |
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1p ordinary |
Sale |
2,014 |
5.8283 GBP |
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1p ordinary |
Sale |
2,006 |
5.8260 GBP |
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1p ordinary |
Sale |
1,478 |
5.8340 GBP |
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1p ordinary |
Sale |
1,455 |
5.8300 GBP |
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1p ordinary |
Sale |
1,272 |
5.8252 GBP |
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1p ordinary |
Sale |
738 |
5.8220 GBP |
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1p ordinary |
Sale |
586 |
5.8351 GBP |
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1p ordinary |
Sale |
548 |
5.8294 GBP |
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1p ordinary |
Sale |
515 |
5.8400 GBP |
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1p ordinary |
Sale |
474 |
5.8240 GBP |
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1p ordinary |
Sale |
229 |
5.8425 GBP |
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1p ordinary |
Sale |
100 |
5.8200 GBP |
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1p ordinary |
Sale |
90 |
5.8420 GBP |
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1p ordinary |
Sale |
2 |
5.8180 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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1p ordinary |
SWAP |
Decreasing Short |
24,179 |
5.8247 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
53,872 |
5.8282 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
24,757 |
5.8297 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
195 |
5.8315 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
809 |
5.8340 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
586 |
5.8351 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
75 |
5.8355 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
11,268 |
5.8360 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
169 |
5.8395 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
130 |
5.8410 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
90 |
5.8420 GBP |
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1p ordinary |
SWAP |
Increasing Short |
366 |
5.8160 GBP |
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1p ordinary |
SWAP |
Increasing Short |
1,830 |
5.8297 GBP |
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1p ordinary |
SWAP |
Increasing Short |
33 |
5.8340 GBP |
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1p ordinary |
SWAP |
Increasing Short |
11,114 |
5.8360 GBP |
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1p ordinary |
SWAP |
Increasing Short |
9,072 |
5.8446 GBP |
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1p ordinary |
SWAP |
Increasing Short |
34 |
5.8480 GBP |
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1p ordinary |
SWAP |
Increasing Short |
39,094 |
5.8487 GBP |
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1p ordinary |
SWAP |
Increasing Short |
91,222 |
5.8489 GBP |
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1p ordinary |
CFD |
Decreasing Short |
548 |
5.8294 GBP |
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1p ordinary |
CFD |
Decreasing Short |
60,760 |
5.8300 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
19 Sep 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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