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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
25 Oct 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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4,140,371 |
0.99% |
3,970,526 |
0.94% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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3,927,261 |
0.93% |
2,552,384 |
0.60% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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130,000 |
0.03% |
160,000 |
0.04% |
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TOTAL: |
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8,197,632 |
1.95% |
6,682,910 |
1.58% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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USD 1 ordinary |
Purchase |
138,859 |
29.6125 USD |
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USD 1 ordinary |
Purchase |
30,138 |
29.5475 USD |
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USD 1 ordinary |
Purchase |
18,841 |
29.7604 USD |
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USD 1 ordinary |
Purchase |
16,367 |
29.5017 USD |
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USD 1 ordinary |
Purchase |
10,657 |
29.5766 USD |
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USD 1 ordinary |
Purchase |
10,502 |
29.6270 USD |
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USD 1 ordinary |
Purchase |
5,054 |
29.5680 USD |
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USD 1 ordinary |
Purchase |
3,682 |
29.6140 USD |
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USD 1 ordinary |
Purchase |
2,966 |
29.7538 USD |
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USD 1 ordinary |
Purchase |
2,744 |
29.5775 USD |
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USD 1 ordinary |
Purchase |
2,242 |
29.5435 USD |
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USD 1 ordinary |
Purchase |
1,711 |
29.5702 USD |
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USD 1 ordinary |
Purchase |
1,427 |
29.5000 USD |
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USD 1 ordinary |
Purchase |
1,289 |
29.5719 USD |
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USD 1 ordinary |
Purchase |
1,245 |
29.5543 USD |
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USD 1 ordinary |
Purchase |
1,058 |
29.5476 USD |
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USD 1 ordinary |
Purchase |
1,047 |
29.5670 USD |
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USD 1 ordinary |
Purchase |
1,000 |
29.6100 USD |
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USD 1 ordinary |
Purchase |
1,000 |
524.5742 ZAR |
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USD 1 ordinary |
Purchase |
640 |
29.5824 USD |
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USD 1 ordinary |
Purchase |
615 |
29.6500 USD |
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USD 1 ordinary |
Purchase |
549 |
29.5817 USD |
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USD 1 ordinary |
Purchase |
449 |
29.6465 USD |
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USD 1 ordinary |
Purchase |
417 |
29.5939 USD |
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USD 1 ordinary |
Purchase |
302 |
525.7800 ZAR |
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USD 1 ordinary |
Purchase |
283 |
29.5907 USD |
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USD 1 ordinary |
Purchase |
230 |
29.6343 USD |
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USD 1 ordinary |
Purchase |
165 |
29.5757 USD |
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USD 1 ordinary |
Purchase |
122 |
29.6453 USD |
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USD 1 ordinary |
Purchase |
70 |
29.5100 USD |
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USD 1 ordinary |
Purchase |
40 |
531.8612 ZAR |
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USD 1 ordinary |
Purchase |
30 |
29.6790 USD |
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USD 1 ordinary |
Purchase |
15 |
29.6350 USD |
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USD 1 ordinary |
Purchase |
5 |
29.3900 USD |
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USD 1 ordinary |
Purchase |
1 |
29.3800 USD |
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USD 1 ordinary |
Sale |
194,233 |
29.6172 USD |
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USD 1 ordinary |
Sale |
22,822 |
29.5215 USD |
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USD 1 ordinary |
Sale |
4,688 |
29.5974 USD |
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USD 1 ordinary |
Sale |
3,814 |
29.5753 USD |
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USD 1 ordinary |
Sale |
3,374 |
29.5387 USD |
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USD 1 ordinary |
Sale |
3,059 |
29.5811 USD |
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USD 1 ordinary |
Sale |
2,852 |
29.6159 USD |
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USD 1 ordinary |
Sale |
2,734 |
29.5000 USD |
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USD 1 ordinary |
Sale |
2,433 |
29.7455 USD |
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USD 1 ordinary |
Sale |
2,371 |
29.6561 USD |
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USD 1 ordinary |
Sale |
1,995 |
29.5480 USD |
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USD 1 ordinary |
Sale |
1,302 |
524.8538 ZAR |
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USD 1 ordinary |
Sale |
1,183 |
29.5708 USD |
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USD 1 ordinary |
Sale |
1,130 |
29.6128 USD |
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USD 1 ordinary |
Sale |
1,047 |
29.5670 USD |
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USD 1 ordinary |
Sale |
880 |
29.5488 USD |
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USD 1 ordinary |
Sale |
838 |
29.6466 USD |
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USD 1 ordinary |
Sale |
705 |
29.6531 USD |
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USD 1 ordinary |
Sale |
640 |
29.5824 USD |
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USD 1 ordinary |
Sale |
625 |
29.7174 USD |
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USD 1 ordinary |
Sale |
615 |
29.6500 USD |
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USD 1 ordinary |
Sale |
552 |
29.5253 USD |
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USD 1 ordinary |
Sale |
506 |
29.5720 USD |
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USD 1 ordinary |
Sale |
408 |
29.5534 USD |
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USD 1 ordinary |
Sale |
337 |
29.8121 USD |
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USD 1 ordinary |
Sale |
200 |
29.5450 USD |
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USD 1 ordinary |
Sale |
200 |
29.8300 USD |
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USD 1 ordinary |
Sale |
195 |
29.5075 USD |
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USD 1 ordinary |
Sale |
115 |
29.6343 USD |
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USD 1 ordinary |
Sale |
98 |
29.5268 USD |
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USD 1 ordinary |
Sale |
40 |
531.8613 ZAR |
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USD 1 ordinary |
Sale |
34 |
29.4243 USD |
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USD 1 ordinary |
Sale |
30 |
29.6790 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1 |
520.7200 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
3,604 |
523.5510 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
23,871 |
523.7520 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
10,708 |
523.8423 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
6,866 |
523.8557 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
17,687 |
524.0405 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
86 |
525.1320 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
21,440 |
525.2521 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
2,560 |
525.3156 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
6,022 |
525.7800 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
4,332 |
525.7834 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,000 |
526.8441 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
640 |
530.1499 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1 |
520.6314 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
153,536 |
523.0916 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
23,871 |
523.6630 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
2,620 |
523.6870 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
17,687 |
523.9514 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
14,481 |
524.2687 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
21,440 |
525.1629 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
50,782 |
525.6277 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
6,022 |
525.6906 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,332 |
525.6940 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
12,713 |
526.3142 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,000 |
526.7545 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,442 |
527.8212 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
640 |
530.0598 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
3,818 |
12.0000 USD |
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USD 1 ordinary |
CFD |
Increasing Long |
153,536 |
523.0236 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
2,620 |
523.6190 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
14,481 |
524.2136 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
50,782 |
525.5725 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
12,713 |
526.2589 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
3,442 |
527.6998 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
3,604 |
523.6060 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
6,866 |
523.8845 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
10,708 |
523.8973 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
86 |
525.2003 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
2,560 |
525.3839 ZAR |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
28 Oct 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
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USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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