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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
01 Nov 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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5,268,860 |
1.26% |
5,170,679 |
1.22% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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5,118,803 |
1.21% |
3,675,269 |
0.87% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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130,000 |
0.03% |
160,000 |
0.04% |
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TOTAL: |
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10,517,663 |
2.50% |
9,005,948 |
2.13% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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USD 1 ordinary |
Purchase |
280,485 |
28.0855 USD |
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USD 1 ordinary |
Purchase |
166,302 |
27.2900 USD |
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USD 1 ordinary |
Purchase |
32,825 |
27.8268 USD |
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USD 1 ordinary |
Purchase |
22,825 |
28.1137 USD |
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USD 1 ordinary |
Purchase |
12,356 |
27.3691 USD |
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USD 1 ordinary |
Purchase |
10,047 |
27.6975 USD |
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USD 1 ordinary |
Purchase |
9,018 |
27.5396 USD |
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USD 1 ordinary |
Purchase |
8,345 |
27.6668 USD |
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USD 1 ordinary |
Purchase |
7,944 |
28.0678 USD |
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USD 1 ordinary |
Purchase |
7,222 |
27.7443 USD |
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USD 1 ordinary |
Purchase |
5,576 |
28.0152 USD |
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USD 1 ordinary |
Purchase |
3,889 |
28.0031 USD |
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USD 1 ordinary |
Purchase |
3,200 |
27.3100 USD |
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USD 1 ordinary |
Purchase |
2,846 |
27.5894 USD |
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USD 1 ordinary |
Purchase |
1,338 |
27.7319 USD |
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USD 1 ordinary |
Purchase |
1,121 |
27.5769 USD |
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USD 1 ordinary |
Purchase |
1,079 |
27.7200 USD |
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USD 1 ordinary |
Purchase |
976 |
27.5846 USD |
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USD 1 ordinary |
Purchase |
601 |
28.0305 USD |
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USD 1 ordinary |
Purchase |
530 |
27.7223 USD |
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USD 1 ordinary |
Purchase |
518 |
27.9031 USD |
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USD 1 ordinary |
Purchase |
257 |
28.0897 USD |
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USD 1 ordinary |
Purchase |
200 |
28.2400 USD |
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USD 1 ordinary |
Purchase |
154 |
27.3726 USD |
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USD 1 ordinary |
Purchase |
100 |
27.3000 USD |
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USD 1 ordinary |
Sale |
353,545 |
28.0611 USD |
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USD 1 ordinary |
Sale |
249,424 |
27.2900 USD |
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USD 1 ordinary |
Sale |
19,432 |
27.3642 USD |
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USD 1 ordinary |
Sale |
6,611 |
27.6364 USD |
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USD 1 ordinary |
Sale |
6,119 |
27.6658 USD |
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USD 1 ordinary |
Sale |
6,034 |
27.6551 USD |
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USD 1 ordinary |
Sale |
3,881 |
27.7355 USD |
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USD 1 ordinary |
Sale |
3,200 |
27.3100 USD |
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USD 1 ordinary |
Sale |
2,158 |
27.7200 USD |
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USD 1 ordinary |
Sale |
1,840 |
27.6251 USD |
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USD 1 ordinary |
Sale |
1,230 |
28.1943 USD |
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USD 1 ordinary |
Sale |
1,006 |
27.5241 USD |
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USD 1 ordinary |
Sale |
1,000 |
27.8716 USD |
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USD 1 ordinary |
Sale |
902 |
27.8593 USD |
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USD 1 ordinary |
Sale |
847 |
28.2188 USD |
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USD 1 ordinary |
Sale |
820 |
27.5932 USD |
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USD 1 ordinary |
Sale |
518 |
27.9031 USD |
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USD 1 ordinary |
Sale |
503 |
27.8095 USD |
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USD 1 ordinary |
Sale |
296 |
27.9957 USD |
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USD 1 ordinary |
Sale |
259 |
27.7817 USD |
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USD 1 ordinary |
Sale |
257 |
28.0897 USD |
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USD 1 ordinary |
Sale |
200 |
27.6700 USD |
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USD 1 ordinary |
Sale |
180 |
28.2100 USD |
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USD 1 ordinary |
Sale |
176 |
27.7936 USD |
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USD 1 ordinary |
Sale |
156 |
27.5393 USD |
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USD 1 ordinary |
Sale |
156 |
28.0292 USD |
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USD 1 ordinary |
Sale |
154 |
27.3726 USD |
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USD 1 ordinary |
Sale |
151 |
27.8393 USD |
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USD 1 ordinary |
Sale |
128 |
28.0407 USD |
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USD 1 ordinary |
Sale |
100 |
28.3800 USD |
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USD 1 ordinary |
Sale |
100 |
27.3000 USD |
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USD 1 ordinary |
Sale |
78 |
28.0046 USD |
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USD 1 ordinary |
Sale |
40 |
27.5550 USD |
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USD 1 ordinary |
Sale |
25 |
27.2800 USD |
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USD 1 ordinary |
Sale |
9 |
28.2655 USD |
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USD 1 ordinary |
Sale |
1 |
27.8900 USD |
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USD 1 ordinary |
Sale |
1 |
27.2750 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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USD 1 ordinary |
SWAP |
Decreasing Short |
4,829 |
490.3600 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
712 |
490.4433 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
9,762 |
494.7365 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
5,893 |
494.9756 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
32,111 |
495.0458 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
9,800 |
495.0757 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,544 |
495.1277 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
15,808 |
495.1862 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
26,599 |
495.2778 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
33 |
495.6578 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
20,043 |
495.9206 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
2,977 |
497.2725 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
719 |
0.0000 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,500 |
490.1480 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,829 |
490.2766 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
712 |
490.3600 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
7,000 |
493.7730 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
321,312 |
494.2503 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
7,612 |
494.5708 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
14,223 |
494.6187 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,100 |
494.6487 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
9,762 |
494.6524 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
17,221 |
494.7543 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
32,111 |
494.9616 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
15,808 |
495.1020 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
26,599 |
495.1937 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
7,200 |
496.0529 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,083 |
496.2006 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
14,366 |
498.0392 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
7,000 |
493.6594 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
321,312 |
494.1860 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
7,612 |
494.5188 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
14,223 |
494.5544 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
17,221 |
494.7024 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
1,083 |
496.1733 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
14,366 |
497.9869 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
5,893 |
495.0276 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
1,544 |
495.1920 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
33 |
495.7224 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
20,043 |
495.9726 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
2,977 |
497.2999 ZAR |
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USD 1 ordinary |
SWAP |
Closing Short |
83,121 |
27.2600 USD |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
04 Nov 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
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USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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