Form 8.3 - Smith (DS) plc
Source: RNS
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
DS SMITH PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
19 Nov 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
INTERNATIONAL PAPER COMPANY |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
10p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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28,598,244 |
2.07% |
23,178,384 |
1.67% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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12,034,533 |
0.87% |
27,566,513 |
2.00% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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40,632,777 |
2.94% |
50,744,897 |
3.67% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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10p ordinary |
Purchase |
1,538,678 |
5.6600 GBP |
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10p ordinary |
Purchase |
475,813 |
5.6997 GBP |
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10p ordinary |
Purchase |
240,729 |
5.7000 GBP |
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10p ordinary |
Purchase |
115,566 |
5.6988 GBP |
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10p ordinary |
Purchase |
48,595 |
5.6799 GBP |
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10p ordinary |
Purchase |
39,379 |
5.6698 GBP |
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10p ordinary |
Purchase |
21,010 |
5.6760 GBP |
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10p ordinary |
Purchase |
20,363 |
5.7011 GBP |
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10p ordinary |
Purchase |
12,508 |
5.6684 GBP |
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10p ordinary |
Purchase |
7,780 |
5.6663 GBP |
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10p ordinary |
Purchase |
6,267 |
5.6787 GBP |
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10p ordinary |
Purchase |
5,681 |
5.6908 GBP |
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10p ordinary |
Purchase |
4,489 |
5.6947 GBP |
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10p ordinary |
Purchase |
3,898 |
5.6741 GBP |
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10p ordinary |
Purchase |
2,526 |
5.6800 GBP |
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10p ordinary |
Purchase |
2,447 |
5.6807 GBP |
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10p ordinary |
Purchase |
2,079 |
5.6846 GBP |
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10p ordinary |
Purchase |
1,722 |
5.6775 GBP |
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10p ordinary |
Purchase |
1,617 |
5.6679 GBP |
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10p ordinary |
Purchase |
1,298 |
5.6964 GBP |
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10p ordinary |
Purchase |
1,187 |
5.7069 GBP |
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10p ordinary |
Purchase |
555 |
5.6894 GBP |
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10p ordinary |
Purchase |
419 |
5.6875 GBP |
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10p ordinary |
Sale |
232,320 |
5.7000 GBP |
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10p ordinary |
Sale |
77,640 |
5.6629 GBP |
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10p ordinary |
Sale |
76,459 |
5.6722 GBP |
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10p ordinary |
Sale |
71,954 |
5.6511 GBP |
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10p ordinary |
Sale |
67,129 |
5.6858 GBP |
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10p ordinary |
Sale |
62,502 |
5.6742 GBP |
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10p ordinary |
Sale |
21,098 |
5.6709 GBP |
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10p ordinary |
Sale |
21,010 |
5.6765 GBP |
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10p ordinary |
Sale |
20,471 |
5.6632 GBP |
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10p ordinary |
Sale |
19,460 |
5.6992 GBP |
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10p ordinary |
Sale |
16,185 |
5.6747 GBP |
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10p ordinary |
Sale |
16,037 |
5.6782 GBP |
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10p ordinary |
Sale |
11,152 |
5.6600 GBP |
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10p ordinary |
Sale |
8,081 |
5.6661 GBP |
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10p ordinary |
Sale |
7,853 |
5.7037 GBP |
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10p ordinary |
Sale |
7,780 |
5.6669 GBP |
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10p ordinary |
Sale |
7,346 |
5.6592 GBP |
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10p ordinary |
Sale |
6,491 |
5.6930 GBP |
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10p ordinary |
Sale |
6,467 |
5.6801 GBP |
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10p ordinary |
Sale |
6,148 |
5.6725 GBP |
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10p ordinary |
Sale |
6,066 |
5.6812 GBP |
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10p ordinary |
Sale |
5,778 |
5.6626 GBP |
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10p ordinary |
Sale |
5,575 |
5.6647 GBP |
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10p ordinary |
Sale |
4,336 |
5.7100 GBP |
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10p ordinary |
Sale |
3,680 |
5.6536 GBP |
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10p ordinary |
Sale |
3,424 |
5.6508 GBP |
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10p ordinary |
Sale |
3,335 |
5.6695 GBP |
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10p ordinary |
Sale |
3,281 |
5.6735 GBP |
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10p ordinary |
Sale |
3,197 |
5.6732 GBP |
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10p ordinary |
Sale |
2,758 |
5.6554 GBP |
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10p ordinary |
Sale |
2,719 |
5.6407 GBP |
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10p ordinary |
Sale |
2,336 |
5.6630 GBP |
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10p ordinary |
Sale |
1,940 |
5.6603 GBP |
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10p ordinary |
Sale |
1,790 |
5.6450 GBP |
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10p ordinary |
Sale |
1,257 |
5.6901 GBP |
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10p ordinary |
Sale |
1,224 |
5.6800 GBP |
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10p ordinary |
Sale |
1,157 |
5.7129 GBP |
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10p ordinary |
Sale |
1,098 |
5.6562 GBP |
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10p ordinary |
Sale |
858 |
5.6750 GBP |
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10p ordinary |
Sale |
850 |
5.6575 GBP |
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10p ordinary |
Sale |
829 |
5.6730 GBP |
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10p ordinary |
Sale |
717 |
5.6550 GBP |
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10p ordinary |
Sale |
555 |
5.6900 GBP |
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10p ordinary |
Sale |
515 |
5.6400 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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10p ordinary |
SWAP |
Decreasing Short |
26,578 |
5.6755 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
71,954 |
5.6511 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
59,626 |
5.6597 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
12,962 |
5.6615 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
10,982 |
5.6632 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
21,523 |
5.6652 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
7,652 |
5.6670 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
76,459 |
5.6722 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
62,502 |
5.6742 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
1,257 |
5.6901 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
26,271 |
5.6997 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
2,570 |
5.7000 GBP |
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10p ordinary |
SWAP |
Increasing Short |
39,379 |
5.6698 GBP |
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10p ordinary |
SWAP |
Increasing Short |
3,824 |
5.6828 GBP |
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10p ordinary |
SWAP |
Increasing Short |
4,489 |
5.6947 GBP |
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10p ordinary |
SWAP |
Increasing Short |
1,298 |
5.6964 GBP |
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10p ordinary |
SWAP |
Increasing Short |
27,356 |
5.6985 GBP |
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10p ordinary |
SWAP |
Increasing Short |
225,666 |
5.6993 GBP |
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10p ordinary |
SWAP |
Increasing Short |
2,881 |
5.7000 GBP |
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10p ordinary |
SWAP |
Increasing Short |
109,410 |
5.7002 GBP |
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10p ordinary |
SWAP |
Increasing Short |
2,676 |
5.7010 USD |
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10p ordinary |
SWAP |
Increasing Short |
20,363 |
5.7011 GBP |
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10p ordinary |
SWAP |
Increasing Short |
1,187 |
5.7069 GBP |
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10p ordinary |
SWAP |
Increasing Short |
195 |
5.7200 GBP |
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10p ordinary |
CFD |
Decreasing Short |
50,000 |
5.6593 GBP |
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10p ordinary |
CFD |
Decreasing Short |
16,570 |
5.6674 GBP |
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10p ordinary |
CFD |
Decreasing Short |
873 |
5.7000 GBP |
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10p ordinary |
CFD |
Increasing Short |
1,538,678 |
5.6600 GBP |
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10p ordinary |
CFD |
Increasing Short |
224,443 |
5.7000 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
20 Nov 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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