Form 8.5 (EPT/RI)-Replacement of Aqua Acquisition
Source: RNS
AMENDMENT(2(a))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
|
(a) Name of exempt principal trader: |
Morgan Stanley & Co. International plc |
|
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm Incorporated) |
|
(c) Name of the party to the offer with which exempt principal trader is connected: |
Alphawave IP Group plc |
|
(d) Date dealing undertaken: |
03 November 2025 |
|
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" |
YES -Alphawave IP Group plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
|
Class of relevant security |
Purchases/ sales
|
Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
|
USD 0.0001 common |
SALES |
67 |
137.6557 GBP |
137.6557 GBP |
|
USD 0.0001 common |
PURCHASES |
55,615 |
158.5200 EUR |
155.6800 EUR |
|
USD 0.0001 common |
SALES |
273 |
158.5200 EUR |
155.8200 EUR |
|
USD 0.0001 common |
PURCHASES |
249,398 |
183.1100 USD |
179.4668 USD |
|
USD 0.0001 common |
SALES |
301,257 |
183.1100 USD |
179.4668 USD |
(b) Cash-settled derivative transactions
|
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
|
USD 0.0001 common |
CFD |
increasing a long position |
10 |
155.8200 EUR |
|
USD 0.0001 common |
CFD |
increasing a long position |
2 |
157.7200 EUR |
|
USD 0.0001 common |
CFD |
increasing a short position |
60 |
155.6800 EUR |
|
USD 0.0001 common |
CFD |
increasing a short position |
9 |
156.4236 EUR |
|
USD 0.0001 common |
CFD |
increasing a short position |
30 |
158.2327 EUR |
|
USD 0.0001 common |
CFD |
reducing a long position |
2 |
156.4236 EUR |
|
USD 0.0001 common |
CFD |
reducing a long position |
7 |
156.6057 EUR |
|
USD 0.0001 common |
CFD |
reducing a short position |
39 |
155.8200 EUR |
|
USD 0.0001 common |
Constant Leverage Certificate (ISIN DE000MB7K6D9) |
LONG |
42 |
12.6000 EUR |
|
USD 0.0001 common |
Constant Leverage Certificate (ISIN DE000MC2W7E4) |
LONG |
8,000 |
0.3500 EUR |
|
USD 0.0001 common |
Constant Leverage Certificate (ISIN DE000MJ4X836) |
SHORT |
200 |
2.7000 EUR |
|
USD 0.0001 common |
Constant Leverage Certificate (ISIN DE000MJ55SF6) |
SHORT |
2,000 |
1.3100 EUR |
|
USD 0.0001 common |
Constant Leverage Certificate (ISIN DE000MK45QZ7) |
SHORT |
230 |
19.5800 EUR |
|
USD 0.0001 common |
Constant Leverage Certificate (ISIN DE000MK45R18) |
SHORT |
1,500 |
12.5733 EUR |
|
USD 0.0001 common |
Constant Leverage Certificate (ISIN GB00BTL00898) |
LONG |
17 |
234.0800 SEK |
|
USD 0.0001 common |
Constant Leverage Certificate (ISIN GB00BTL00898) |
SHORT |
17 |
233.9200 SEK |
|
USD 0.0001 common |
Constant Leverage Certificate (ISIN GB00BTL00898) |
SHORT |
5 |
245.5400 SEK |
|
USD 0.0001 common |
Constant Leverage Certificate (ISIN GB00BTL00898) |
SHORT |
10 |
251.5100 SEK |
|
USD 0.0001 common |
Mini Future (ISIN DE000MA0DG25) |
SHORT |
158 |
7.3300 EUR |
|
USD 0.0001 common |
Mini Future (ISIN DE000MM5SQ91) |
SHORT |
500 |
2.7300 EUR |
|
USD 0.0001 common |
Mini Future (ISIN DE000MM6JU79) |
SHORT |
1,000 |
1.8700 EUR |
|
USD 0.0001 common |
Mini Future (ISIN GB00BL011Q29) |
LONG |
30 |
98.3700 SEK |
|
USD 0.0001 common |
Mini Future (ISIN GB00BL011Q29) |
SHORT |
14 |
96.3400 SEK |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000ME40FL4) |
SHORT |
300 |
5.0900 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000ME40FM2) |
SHORT |
500 |
4.9800 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MG6UND9) |
SHORT |
50 |
5.1800 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MG99E06) |
LONG |
200 |
5.4100 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MK4UDS7) |
SHORT |
150 |
4.3700 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MK5GST9) |
SHORT |
600 |
4.0000 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MK6EL04) |
SHORT |
456 |
3.2800 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MK7Y3V3) |
SHORT |
350 |
4.6600 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MM1UKA4) |
LONG |
400 |
3.1300 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MM1UKA4) |
SHORT |
622 |
3.1114 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MM28T49) |
SHORT |
190 |
2.7100 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MM2PGM5) |
SHORT |
230 |
4.0100 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MM6JFV2) |
SHORT |
300 |
2.1100 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MM1VU29) |
SHORT |
515 |
2.9600 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MB9BJS4) |
SHORT |
2,400 |
0.6800 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000ME65YX7) |
LONG |
9,333 |
2.2424 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000ME65YX7) |
SHORT |
3,150 |
2.3468 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000ME7HMT4) |
LONG |
147 |
0.4900 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MG6EG74) |
SHORT |
12,500 |
0.0850 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MG6M9D1) |
SHORT |
5,000 |
0.5800 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MG7CPL3) |
SHORT |
1,000 |
1.4700 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MG7CPN9) |
SHORT |
4,300 |
0.8579 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MG83V78) |
SHORT |
2,000 |
2.4800 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MG83VA9) |
LONG |
50 |
3.7400 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MG83VC5) |
LONG |
31,000 |
0.5097 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MG83VC5) |
SHORT |
60,566 |
0.5416 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MG8J0R3) |
SHORT |
330 |
1.7200 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MJ5HV93) |
LONG |
500 |
4.0400 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MJ5QF92) |
SHORT |
400 |
3.2000 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MJ85PX2) |
SHORT |
2,271 |
3.2618 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MJ8FY57) |
SHORT |
300 |
3.1400 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MK9KFN3) |
LONG |
150 |
4.3000 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
|
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
(ii) Exercise
|
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
|
N/A |
N/A |
N/A |
N/A |
N/A |
(d) Other dealings (including subscribing for new securities)
|
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
|
N/A |
N/A |
N/A |
N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
Date of disclosure: |
05 November 2025 |
Contact name: |
Claire Gordon |
Telephone number: |
+44 141 245-8893 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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