Company Announcements

HBK Investments LP - Form 8.3 - Allergan PLC

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FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

  1. KEY INFORMATION

      Name of person dealing (Note 1)          HBK Investments L.P. on behalf of
                                         itself, its subadvisors and its managed
                                         funds

Company dealt in                         ALLERGAN PLC

Class of relevant security to which the  US $0.0001 Ordinary Shares
dealings being disclosed relate (Note 2)

Date of dealing                          07 November 2019
  1. INTERESTS AND SHORT POSITIONS
  a. Interests and short positions (following dealing) in the class of relevant
     security dealt in (Note 3)


                                               Long     Short

                                            Number  (%) Number  (%)

(1) Relevant securities                     100 (0.00%) 29,223
                                                        (0.00%)

(2) Derivatives (other than options)        6,350,000
                                            (1.93%)

(3) Options and agreements to purchase/sell 37,200      36,000
                                            (0.01%)     (0.01%)

Total                                       6,387,300   65,223
                                            (1.94%)     (0.01%)



  a. Interests and short positions in relevant securities of the company, other
     than the class dealt in (Note 3)


Class of relevant security:                    Long     Short

                                            Number  (%) Number  (%)

(1) Relevant securities


(2) Derivatives (other than options)


(3) Options and agreements to purchase/sell

Total



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  1. DEALINGS (Note 4)

  a. Purchases and sales



Purchase/sale Number of relevant securities Price per unit (Note 5)



  a. Derivatives transactions (other than options transactions)


Product name,     Nature of transaction    Number of relevant Price per unit
e.g. CFD          (Note 6)                 securities         (Note 5)
                                           (Note 7)

Total Return Swap Increasing long position      175,000        USD 178.6392

Total Return Swap Increasing long position      175,000        USD 178.5170



  a. Options transactions in respect of existing relevant securities

  i. Writing, selling, purchasing or varying


Product   Writing,    Number of    Exercise Type, e.g. Expiry date Option money
name,     selling,    securities   price    American,              paid/received
e.g. call purchasing, to which the          European               per unit
option    varying     option                etc.                   (Note 5)
          etc.        relates
                      (Note 7)



  i. Exercising


Product name,    Number of securities Exercise price per unit (Note 5)
e.g. call option



  a. Other dealings (including transactions in respect of new securities) (Note
     4)


Nature of transaction Details Price per unit
(Note 8)                      (if applicable) (Note 5)



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2.OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

      None.

Is a Supplemental Form 8 attached? (Note 9)                                            YES


Date of disclosure                                       8 November 2019

Contact name                                             Jonathan Brown

Telephone number                                         +44 (0)20 7659 1906

If a connected EFM, name of offeree/offeror with which
connected

If a connected EFM, state nature of connection (Note 10)



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SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)


Product name, Written, or Number of     Exercise price Type, e.g.    Expiry date
e.g. call     purchased   relevant      (Note 2)       American,
option                    securities to                European etc.
                          which the
                          option or
                          derivative
                          relates

Call Option   Purchased   20,000        USD 135        American      17 Jan 2020

Call Option   Purchased   17,200        USD 120        American      17 Jan 2020

Put Option    Purchased   20,000        USD 130        American      17 Jan 2020

Put Option    Purchased   16,000        USD 120        American      17 Jan 2020



Notes

  1. Where there are open option positions or open derivative positions (except
     for CFDs), full details should be given. Full details of any existing
     agreements to purchase or to sell must also be given on this form.

  1. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.