Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
02.12.2019 / 11:00
The issuer is solely responsible for the content of this announcement.
1. Details of the person discharging managerial responsibilities / person closely associated
2. Reason for the notification
|Name and legal form:
||S-Quad Handels- und Beteiligungs GmbH
a) Position / status
|Person closely associated with:
||Member of the administrative or supervisory body
b) Initial notification3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
b) LEI4. Details of the transaction(s)
a) Description of the financial instrument, type of instrument, identification code
||Financial instrument linked to a share or a debt instrument
||"Class A" shares of C-Quadrat Special Situations Dedicated Fund (no identification code), transferable securities which are linked to shares of Deutsche Bank AG, as well as their derivatives
b) Nature of the transaction
|Purchase of "Class A" shares of C-Quadrat Special Situations Dedicated Fund ("CQSSDF")
BL Capital Holdings Ltd. ('BL'), a company incorporated in the British Virgin Islands, has sold all 554,154.3433 "Class A" shares it holds in CQSSDF, a company incorporated in the Cayman Islands to S-Quad Handels- und Beteiligungs GmbH (AUT) ("S-Quad").
CQSSDF has entered into a series of derivatives transactions, as a result of which it holds (i) options (in the form von long puts and short calls) on shares of Deutsche Bank AG; and (ii) shares of Deutsche Bank AG. CQSSDF is a "single-stock investment vehicle" insofar as it only holds Deutsche Bank AG securities.
The transaction is not related to a participation in a stock option plan.
c) Price(s) and volume(s)
d) Aggregated information
e) Date of the transaction
f) Place of the transaction
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