Company Announcements

DGAP-PVR: Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Source: EQS

DGAP Voting Rights Announcement: Siemens Energy AG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

16.09.2022 / 10:13 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name: Siemens Energy AG
Street: Otto-Hahn-Ring 6
Postal code: 81739
City: Munich
Germany
Legal Entity Identifier (LEI): 5299005CHJZ14D4FDJ62

2. Reason for notification
  Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
09 Sep 2022

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 1.49 % 5.60 % 7.09 % 726645193
Previous notification 1.51 % 4.20 % 5.71 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000ENER6Y0 0 10808111 0.00 % 1.49 %
Total 10808111 1.49 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Internal right to recall shares lent out n/a n/a 10966931 1.51 %
Covered Warrant 17/03/2023 17/03/2023 29 0 %
Physically-settled Equity Swap 23/01/2023 23/01/2023 3000 0 %
    Total 10969960 1.51 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Convertible bonds 14/09/2025 14/09/2025 Physical 10680139 1.47 %
Cash-settled Equity Swap 28/11/202209/09/2027 28/11/202209/09/2027 Cash 19009112 2.62 %
Cash-settled Call Options 16/09/202202/01/2099 16/09/202202/01/2099 Cash 55274 0.01 %
      Total 29744525 4.09 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
JPMorgan Chase & Co. % % %
JPMorgan Chase Bank, National Association % % %
J.P. Morgan International Finance Limited % % %
J.P. Morgan Capital Holdings Limited % % %
J.P. Morgan Securities plc % % 5.56 %
- % % %
JPMorgan Chase & Co. % % %
JPMorgan Chase Holdings LLC % % %
J.P. Morgan Broker-Dealer Holdings Inc. % % %
J.P. Morgan Securities LLC % % %
- % % %
JPMorgan Chase & Co. % % %
JPMorgan Chase Bank, National Association % % %
J.P. Morgan International Finance Limited % % %
J.P. Morgan Structured Products B.V. % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
15 Sep 2022



16.09.2022 CET/CEST The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de


Language: English
Company: Siemens Energy AG
Otto-Hahn-Ring 6
81739 Munich
Germany
Internet: www.siemens-energy.com

 
End of News DGAP News Service

1444041  16.09.2022 CET/CEST

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