Augmentum Fintech Plc - Holding(s) in Company
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuer and to theFCA in Microsoft Word format if possible)i 1a. Identity of the issuer or the underlying issuer of existing shares towhich voting rights are attachedii: 1b. Please indicate if the issuer is a non- AUGMENTUM FINTECH PLC UK issuer(please mark with an “X” if appropriate) Non-UK issuer 2. Reason for the notification(please mark the appropriate box or boxes with an “X”) An acquisition or disposal of voting rights X An acquisition or disposal of financial instruments An event changing the breakdown of voting rights Other (please specify)iii: 3. Details of person subject to the notification obligationiv Name CANACCORD GENUITY GROUP INC City and country of registered office VANCOUVER, CANADA (if applicable) 4. Full name of shareholder(s) (if different from 3.)v Name DISCRETIONARY CLIENTS City and country of registered office As above (if applicable) 5. Date on which the threshold was 08 MARCH 2024 crossed or reachedvi: 6. Date on which issuer notified 12 MARCH 2024 (DD/MM/YYYY): 7. Total positions of person(s) subject to the notification obligation Tot al num ber of vot ing % of voting rights rig % of voting rights through financial hts attached to shares instruments Total of both in % hel (total of 8. A) (total of 8.B 1 + (8.A + 8.B) d 8.B 2) in iss uer (8. A + 8.B ) vii Resulting situation 16, on the date on 9.8386 9.8386 738 which threshold was ,78 crossed or reached 7 Position of previous 10.9530 10.9530 notification (if applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii A: Voting rights attached to shares Class/type Number of voting rightsix % of voting rights of sharesISIN Indirect Indirect code (if Direct(DTR5.1) (DTR5.2.1) Direct(DTR5.1) (DTR5.2.1) possible) GB00BG12XV81 16,738,787 9.8386 SUBTOTAL 8. 16,738,787 9.8386 A B 1: Financial Instruments according to DTR5.3.1R (1) (a) Type of Expiration Exercise/ Number of voting rights that may % of voting financial datex Conversion be acquired if the instrument rights instrument Periodxi isexercised/converted. SUBTOTAL 8. B 1 B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) Type of Expiration Exercise/ Physical or Number of % of voting financial datex Conversion cashsettlementxii voting rights rights instrument Periodxi SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”) Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate X controlling natural person or legal entityxiv(please add additional rows as necessary) Tot al of bot h if it equ als % of voting rights through or % of voting rights if it financial instruments if is Namexv equals or is higher than it equals or is higher hig the notifiable threshold than the notifiable her threshold tha n the not ifi abl e thr esh old Canaccord Genuity Group 9.8386 9.8 Inc. 386 Canaccord Genuity Wealth 9.8386 9.8 Group Holdings Limited 386 Canaccord Genuity Wealth 9.8 Group Holdings (Jersey) 9.8386 386 Limited Canaccord Genuity Wealth 0.1 (International) Holdings 0.1872 872 Limited Canaccord Genuity Wealth 0.1872 0.1 (International) Limited 872 Canaccord Genuity Wealth 9.6514 9.6 Group Limited 514 Canaccord Genuity Wealth 2.3377 2.3 Limited 377 Canaccord Genuity Asset Management Limited 7.3137 7.3 (formerly Hargreave Hale 137 Limited) 10.In case of proxy voting, please identify:Name of the proxy holder The number and % of voting rights held The date until which the voting rights will be held 11. Additional informationxvi
Place of completionLONDON Date of completion12 MARCH 2024