The Diverse Income Trust Plc - Holding(s) in Company
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B65TLW28
Issuer
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
City of registered office (if applicable)
Country of registered office (if applicable)
US
_________________________________________________________________________ |Name |City of registered office|Country of registered| | | |office | |_________________________|_________________________|_____________________| |Weiss Asset Management LP|Wilmington, Delaware |USA | |_________________________|_________________________|_____________________|
4. Details of the shareholder
______________________________________________________________________________ |Name |City of registered office|Country of registered office| |_______________________|_________________________|____________________________| |Brookdale International|Albany, NY |USA | |Partners, L.P. | | | |_______________________|_________________________|____________________________| |Brookdale Global |Grand Cayman |Cayman Islands | |Opportunity Fund | | | |_______________________|_________________________|____________________________|
5. Date on which the threshold was crossed or reached
6. Date on which Issuer notified
7. Total positions of person(s) subject to the notification obligation
_____________________________________________________________________________ | | |% of voting | | | | |% of voting |rights through |Total of both|Total number of| |. |rights attached|financial |in % (8.A + |voting rights | | |to shares |instruments |8.B) |held in issuer | | |(total of 8.A) |(total of 8.B 1| | | | | |+ 8.B 2) | | | |_______________|_______________|_______________|_____________|_______________| |Resulting | | | | | |situation on | | | | | |the date on |0.000000 |5.460000 |5.460000 |12897943 | |which threshold| | | | | |was crossed or | | | | | |reached | | | | | |_______________|_______________|_______________|_____________|_______________| |Position of | | | | | |previous |0.000000 |0.000000 |0.000000 | | |notification | | | | | |(if applicable)| | | | | |_______________|_______________|_______________|_____________|_______________|
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
_____________________________________________________________________________ |Class/Type of |Number of direct|Number of |% of direct |% of indirect| |shares ISIN code|voting rights |indirect voting|voting rights|voting rights| |(if possible) |(DTR5.1) |rights |(DTR5.1) |(DTR5.2.1) | | | |(DTR5.2.1) | | | |________________|________________|_______________|_____________|_____________| |Sub Total 8.A | | | |________________|________________________________|___________________________|
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
_____________________________________________________________________________ | | | |Number of voting | | |Type of |Expiration|Exercise/conversion|rights that may be |% of voting| |financial |date |period |acquired if the |rights | |instrument | | |instrument is | | | | | |exercised/converted| | |______________|__________|___________________|___________________|___________| |Sub Total 8.B1| | | | |______________|______________________________|___________________|___________|
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
___________________________________________________________________________ |Type of |Expiration|Exercise/conversion|Physical or|Number of|% of voting| |financial |date |period |cash |voting |rights | |instrument| | |settlement |rights | | |__________|__________|___________________|___________|_________|___________| |CFD |N/A |N/A |Cash |12897943 |5.460000 | |__________|__________|___________________|___________|_________|___________| |Sub Total | |12897943 |5.460000% | |8.B2 | | | | |__________|__________________________________________|_________|___________|
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
_____________________________________________________________________________ | | | |% of voting | | | | |% of voting |rights through |Total of both if| |Ultimate |Name of |rights if it |financial |it equals or is | |controlling |controlled |equals or is |instruments if |higher than the | |person |undertaking |higher than the|it equals or is|notifiable | | | |notifiable |higher than the|threshold | | | |threshold |notifiable | | | | | |threshold | | |_____________|______________|_______________|_______________|________________| |Weiss Asset |Brookdale | | | | |Management LP|International |0.000000 |2.410000 |2.410000% | | |Partners, L.P.| | | | |_____________|______________|_______________|_______________|________________| | |Brookdale | | | | |Weiss Asset |Global |0.000000 |3.040000 |3.040000% | |Management LP|Opportunity | | | | | |Fund | | | | |_____________|______________|_______________|_______________|________________|
10. In case of proxy voting
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
13. Place Of Completion
